Is there a fiduciary duty to disclose one's motives in a securities transaction?
MultiRegion, United States of America
The following excerpt is from Mendell v. Greenberg, 927 F.2d 667 (2nd Cir. 1991):
Koppel v. Wien, 575 F.Supp. 960, 967 (S.D.N.Y.1983) ("no federal securities law duty to disclose one's motives"), rev'd and remanded on other grounds, 743 F.2d 129 (2d Cir.1984);
"The most advanced legal research software ever built."
The above passage should not be considered legal advice. Reliable answers to complex legal questions require comprehensive research memos. To learn more visit www.alexi.com.
Other Questions
Is there any case law where two witnesses testified to different transactions but one of the two witnesses was corroborated as to one transaction but not the other? (MultiRegion, United States of America)
Does an employee of a financial institution have a legal and fiduciary duty to disclose the extent of a fraudulent transaction? (MultiRegion, United States of America)
Does a broker-dealer that makes a securities trade without disclosing a conflict of interest violate federal securities law? (MultiRegion, United States of America)
Does the government's use of analogies to enable jurors unfamiliar with securities trading to evaluate evidence in the context of securities trading constitute advocacy? (MultiRegion, United States of America)
What is the duty of a fiduciary to disclose? (MultiRegion, United States of America)
Is the "one person, one vote" principle violated when a member of a political party can participate in the nomination of a non-party candidate in a general election? (MultiRegion, United States of America)
If an individual lives and works in a country where thousands of people are victims of crimes against humanity and where one hears about it, would one have knowledge of what was taking place? (Canada (Federal), Canada)
What is the case law on national security and international relations in the context of national security considerations? (Canada (Federal), Canada)
What is the test for determining whether misstatements in a statement to an investor in a securities transaction are "immaterial as a matter of law"? (MultiRegion, United States of America)
Does the role of a securities class action in the enforcement of federal securities laws change? (MultiRegion, United States of America)
